ArrowMark Financial Corp.

The primary investment objectives of ArrowMark Financial Corp. (Nasdaq: BANX) are income generation, capital preservation and providing total risk-adjusted returns.

 

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SEC Filings

Date Filed Form Description Filling View
4

Statement of changes in beneficial ownership of securities

3,4,5
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4

Statement of changes in beneficial ownership of securities

3,4,5
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497AD

Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497 and the Note to Rule 482(c)

Other
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497AD

Filing by certain investment companies of Securities Act Rule 482 advertising in accordance with Securities Act Rule 497 and the Note to Rule 482(c)

Other
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497

497

Other
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8-A12B

Registration of certain classes of securities 12(b) of the Securities Exchange Act

Registration Statements
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3

Initial filing by director officer or owner of more than ten percent.

3,4,5
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3

Initial filing by director officer or owner of more than ten percent.

3,4,5
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3

Initial filing by director officer or owner of more than ten percent.

3,4,5
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3

Initial filing by director officer or owner of more than ten percent.

3,4,5
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3

Initial filing by director officer or owner of more than ten percent.

3,4,5
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3

Initial filing by director officer or owner of more than ten percent.

3,4,5
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3

Initial filing by director officer or owner of more than ten percent.

3,4,5
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3

Initial filing by director officer or owner of more than ten percent.

3,4,5
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EFFECT

EFFECT

Other
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CERTNAS

CERTNAS

Other
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UPLOAD

UPLOAD

Other
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CORRESP

CORRESP

Other
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N-2/A

RPre-effective amendment to an N-2 filing

Registration Statements
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N-2/A

RPre-effective amendment to an N-2 filing

Registration Statements
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N-2/A

RPre-effective amendment to an N-2 filing

Registration Statements
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40-17G

40-17G

Other
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D
Other
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N-2/A

RPre-effective amendment to an N-2 filing

Registration Statements
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CORRESP

CORRESP

Other
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